Table of Contents
Chapter 1. Executive Summary
Chapter 2. How to Best Use the Material in This Book
Chapter 3. Draft Policies, Related Explanations and Justifications, Plus References
Section 1. Policies Affecting the Board’s Risk Management Subcommittee
Section 2. Policies Affecting the Artificial Intelligence Governance Council
Section 3. Policies Affecting the Artificial Intelligence – Center of Excellence
Section 4. Policies Affecting the Artificial Intelligence System Owners
Section 5. Policies Affecting the Information Technology Department
Section 6. Policies Affecting the Information Security and Privacy Departments
Section 7. Policies Affecting the Legal Department
Section 8. Policies Affecting the Internal Auditing Department
Section 9. Policies Affecting the Insurance & Risk Management Department
Section 10. Policies Affecting the Procurement and Third-Party Project Management Groups
Appendix A. Author’s Biography and Statement of Independence
Appendix B. Artificial Intelligence Acceptable Use Policy
Appendix C. Artificial Intelligence Life Cycle Process Policy
Appendix D. Diagram Showing the Major Players in Artificial Intelligence Risk Management
Appendix E. Summary of Director & Officer Fiduciary Duties Related to AI
Appendix F. Sample of Recent Artificial Intelligence System Disasters
Appendix G. Unique Risks Associated with the Use Artificial Intelligence Systems
Appendix H. Working Definition of Artificial Intelligence
Appendix I. Acronyms Used in This Book
Appendix J. References
Appendix K. Alphabetical List of Policies by Title
Appendix L. List of Policies in the Context of Chapters
Approximately 550 pages, delivered in eBook format (Microsoft Word and Adobe PDF), and optionally also a physical hardcover book. To receive the physical book, purchasers must have first purchased the eBook. All purchasers of the eBook receive an organization-wide license to edit, recompile, and republish the material in this book as in-house policy documents. Further distribution and other uses of this material are prohibited by the license which comes along with the eBook. Further details about this organization-specific perpetual royalty-free license are provided on the “Frequently Asked Questions” page of this website.
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Reflecting the very rapid growth in the artificial intelligence sector, venture capital investment in generative AI startups since 2020 has increased 425% according to the Financial Times (December 9, 2022). It is also notable that written risk management policies are increasingly being required by laws and regulations (one of the latest is NY State Department of Financial Services 23 NYCCR 500, which deals with cybersecurity, and which became mandatory for “covered entities” in April 2024). This book assists purchaser organizations in developing AI risk management policy to better manage the very rapid growth of the AI area.